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CFP
AH
CFP

Andrew Hollingsworth

LPL Financial LLC
21 Years of Experience
Long Beach, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Andrew Hollingsworth is a CFP-designated registered investment advisor at LPL Financial LLC, based in Long Beach, NY, with 21 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1009 West Beech St Ste 1, Long Beach, NY, 11561

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew owns rental real estate since 2017. He also does accounting and tax preparation, taking about half of his time, and spends minimal time on non-variable insurance.

Employment History
Current Registrations
LPL Financial LLC
August 2020 - Present · 6 yrs 2 mos
LPL Financial LLCBroker
August 2020 - Present · 6 yrs 2 mos
Previous Registrations
Royal Alliance Associates, INC.
April 2018 - August 2020 · 2 yrs 4 mos
Royal Alliance Associates, INC.Broker
August 2010 - August 2020 · 10 yrs
Vanderbilt Securities, LLCBroker
August 2008 - August 2010 · 2 yrs
Lightspeed Professional Trading LLCBroker
February 2006 - January 2007 · 11 mos
Kirlin Securities INC.Broker
September 2003 - October 2004 · 1 yr 1 mo
T. Rowe Price Investment Services, INC.Broker
January 2003 - September 2003 · 8 mos
First Investors CorporationBroker
October 2001 - May 2002 · 7 mos
State Registrations5 states
DCFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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