NB
NB

Nicole Burony-Noble

23 Years of Experience
Lakeland, FL
Broker

Nicole Burony-Noble is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lakeland, FL, with 23 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

Lakeland, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicole works full-time as a registered client relationship manager for Mark Aho Financial Group since 2013. This is a support company/DBA where Nicole is an employee.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2013 - Present · 12 yrs 10 mos
Raymond James Financial Services, INC.Broker
October 2013 - Present · 12 yrs 11 mos
Raymond James Financial Services, INC.
October 2013 - Present · 12 yrs 11 mos
Previous Registrations
Wells Fargo Advisors, LLC
May 2012 - November 2013 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
May 2012 - November 2013 · 1 yr 6 mos
Commonwealth Financial NetworkBroker
April 2010 - April 2012 · 2 yrs
Raymond James Financial Services, INC.Broker
September 2008 - March 2010 · 1 yr 6 mos
Primevest Financial Services, INC.
February 2008 - September 2008 · 7 mos
Primevest Financial Services, INC.Broker
February 2008 - September 2008 · 7 mos
Wachovia Securities, LLCBroker
January 2008 - February 2008 · 1 mo
A. G. Edwards & Sons, INC.Broker
July 2004 - January 2008 · 3 yrs 6 mos
American General Securities IncorporatedBroker
October 2002 - June 2003 · 8 mos
Franklin Financial Services CorporationBroker
November 2001 - October 2002 · 11 mos
State Registrations36 states
ALARAZCACOCTFLGAHIIAIDILINKYLAMAMDMEMIMNMOMTNCNENMOHORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.