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CFP
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CFP

Rebecca Frohlich

The Patriot Financial Group, LLC
23 Years of Experience
Omaha, NE
1 DisclosureSells Insurance
View SEC Summary
View SEC Summary

Rebecca Frohlich is a CFP-designated registered investment advisor at The Patriot Financial Group, LLC, based in Omaha, NE, with 23 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Education Planning, and 8 more. Their firm serves 2,545 clients with $2.6B in assets under management.

The Patriot Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
2,545 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual advisory fees generally range up to 2.00% of assets under management (up to 2.50% under the wrap fee program), depending on complexity and portfolio size. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17002 Marcy St, Ste 120, Omaha, NE, 68118

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History

Regulatory History (1)
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Criminal
January 1995
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Rebecca is an insurance agent with Unified Retirement Specialists, focusing on fixed insurance sales, dedicating nearly full-time hours to this activity. She also serves as Vice-President on the Millard West Lacrosse Board of Directors, spending minimal time outside of trading hours on this role.

Employment History
Current Registrations
The Patriot Financial Group, LLC
May 2025 - Present · 1 yr 5 mos
Previous Registrations
Fairway Asset Management, LLC
May 2015 - April 2025 · 9 yrs 11 mos
Cambridge Investment Research Advisors, INC.
November 2011 - May 2015 · 3 yrs 6 mos
Cambridge Investment Research, INC.Broker
November 2011 - May 2015 · 3 yrs 6 mos
Princor Financial Services CorporationBroker
November 2010 - November 2011 · 1 yr
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.
June 2007 - June 2009 · 2 yrs
Citigroup Global Markets INC.Broker
July 2005 - June 2009 · 3 yrs 11 mos
Morgan Stanley Dw INC.Broker
October 2002 - July 2005 · 2 yrs 9 mos
State Registrations1 state
NE
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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