Rebecca Frohlich
Rebecca Frohlich is a CFP-designated registered investment advisor at The Patriot Financial Group, LLC, based in Lincoln, NE, with 22 years of industry experience. Rebecca operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 3,136 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Patriot Financial Group's investment advisory fees range up to 2.50% annually, depending on the complexity of services, the amount of assets managed, and the overall relationship. Fees are calculated based on month/quarter-end security valuations and billed monthly or quarterly. The Patriot Financial Group includes normal securities transaction fees as part of its overall investment advisory fee through The Patriot Financial Group Wrap Fee Program. Fees may be negotiable.
Location
9240 Andermatt Drive, Suite 2, Lincoln, NE, 68526
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Regulatory History (1)
Criminal
January 1995Other Business ActivitiesSells Insurance
Rebecca is an insurance agent with Unified Retirement Specialists, focusing on fixed insurance sales, dedicating nearly full-time hours to this activity. She also serves as Vice-President on the Millard West Lacrosse Board of Directors, spending minimal time outside of trading hours on this role.
Employment History
Current Registrations
The Patriot Financial Group, LLC
Previous Registrations
Fairway Asset Management, LLC
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Princor Financial Services CorporationBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.