Richard Diaz
Richard Diaz is a registered investment advisor at MD Advice Financial, based in Holt, MI, with 21 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1M+ | 0.75% |
Fees are generally negotiable.
Fee Estimator
Location
1771 Foxwood Dr, Holt, MI, 48842
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2020Civil
March 2013Other Business ActivitiesSells Insurance
Richard is involved with fixed insurance, life, health, long-term care, disability insurance, annuities, and group insurance since 2017. The filing does not specify the time commitment for this activity.
Employment History
Current Registrations
MD Advice Financial
Previous Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Jackson National Life Distributors, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.