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Bruce Thompson

53 Years of Experience
Camas, WA
BrokerSells Insurance

Bruce Thompson is a registered investment advisor at LPL Financial LLC, based in Camas, WA, with 53 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Bruce sells fixed insurance through Bruce S Thompson & Associates, LLC, dedicating about a quarter of his time to this activity. He also owns and manages rental real estate with his wife, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
May 2006 - Present · 20 yrs
LPL Financial LLCBroker
May 2006 - Present · 20 yrs
Previous Registrations
AXA Advisors, LLC
January 2006 - June 2006 · 5 mos
AXA Advisors, LLCBroker
June 2005 - June 2006 · 1 yr
Mony Securities CorporationBroker
August 1982 - June 2005 · 22 yrs 10 mos
Pruco Securities CorporationBroker
February 1982 - May 1982 · 3 mos
The Prudential Insurance Company of AmericaBroker
October 1972 - May 1982 · 9 yrs 7 mos
State Registrations16 states
AZCACOFLGAHIMDMNNCNYOHORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bruce Thompson - Financial Advisor | TrueAdvisor