CP
CP

Claudia Palombo

24 Years of Experience
Plantation, FL
Broker

Claudia Palombo is a registered investment advisor at Morgan Stanley, based in Plantation, FL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

1200 South Pine Island Road, Suite 800, Plantation, FL, 33324

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Claudia owns rental real estate in New York since 2020. She spends minimal time on this investment-related activity.

Employment History
Current Registrations
Morgan Stanley
February 2016 - Present · 10 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 2008 - June 2009 · 8 mos
UBS International INC.Broker
September 2003 - October 2008 · 5 yrs 1 mo
Hsbc Brokerage (USA) INC.Broker
November 2001 - September 2003 · 1 yr 10 mos
State Registrations19 states
CACTDCDEFLGAMAMDNCNJNMNVNYPRTNTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.