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Edward Thompson

Thompson Davis Asset Management
53 Years of Experience
Richmond, VA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Edward Thompson is a registered investment advisor at Thompson Davis Asset Management, based in Richmond, VA, with 53 years of industry experience. Edward is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 300 clients with $210M in assets under management.

Thompson Davis Asset Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5 advisors
Number of Clients
300 clients
Average Client Portfolio
$704K average
Assets Under Management
$211.3M

Fee Structure

Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Management fee is 2.0% per year, paid monthly. In addition, a quarterly performance fee of 20% of net profits applies, subject to a high-water mark. Fees may be waived or reduced for employees, affiliates, and certain large or strategic investors.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

9030 Stony Point Pkwy, Ste 100, Richmond, VA, 23235

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1991
Settled
Customer Dispute
September 1986
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Edward is a limited partner in Seven Hills Capital Partners LP since 2010, an investment partnership. While he has no duties in the partnership, his employer, Thompson Davis Asset Management, acts as the investment advisor to the partnership.

Employment History
Current Registrations
Thompson Davis Asset Management
February 2007 - Present · 19 yrs 8 mos
Thompson Davis & CO., INC.Broker
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
RBC Dain Rauscher INC.Broker
March 2002 - July 2002 · 4 mos
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
Branch, Cabell & CO., INC.Broker
March 1975 - March 2001 · 26 yrs
Branch Cabell & COBroker
January 1973 - March 1975 · 2 yrs 2 mos
State Registrations7 states
FLGANJOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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