SR
SR
Stephen Ross is a registered investment advisor at Morgan Stanley, based in Lutherville, MD, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2330 West Joppa Road, Suite 255, Lutherville, MD, 21093
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Regulatory History (1)
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Customer Dispute
July 2018Denied
Other Business Activities
Stephen serves on the Investment Committee for the Foundation for Sulpicians of the United States, a civic/religious/community organization. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
December 2022 - Present · 3 yrs 5 mos
Morgan Stanley
December 2022 - Present · 3 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2004 - December 2022 · 18 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - December 2022 · 18 yrs 6 mos
New England SecuritiesBroker
December 2001 - March 2004 · 2 yrs 3 mos
State Registrations51 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.