JK
JK
James Kolb
24 Years of Experience
Wintersville, OH
1 DisclosureBroker
James Kolb is a registered investment advisor at J.P. Morgan Securities LLC, based in Wintersville, OH, with 24 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
147 Main Street, Wintersville, OH, 43953
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2012Denied
Employment History
Current Registrations
J.P. Morgan Securities LLCBroker
October 2012 - Present · 14 yrs
J.P. Morgan Securities LLC
October 2012 - Present · 14 yrs
Previous Registrations
Chase Investment Services CORP.
July 2005 - October 2012 · 7 yrs 3 mos
Chase Investment Services CORP.Broker
July 2005 - October 2012 · 7 yrs 3 mos
Banc One Securities Corporation
April 2004 - July 2005 · 1 yr 3 mos
Banc One Securities CorporationBroker
April 2004 - July 2005 · 1 yr 3 mos
Waddell & Reed, INC.
January 2002 - April 2004 · 2 yrs 3 mos
Waddell & Reed, INC.Broker
November 2001 - April 2004 · 2 yrs 5 mos
State Registrations26 states
AZCADEFLIAILINLAMAMDMINCNENMNVNYOHOKORPASCTNTXVAVTWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.