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James Cunningham

12 Years of Experience
Irvine, CA
BrokerSells Insurance

James Cunningham is a registered investment advisor, based in Irvine, CA, with 12 years of industry experience.

Location

9870 Research Drive, Irvine, CA, 92618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is an independent insurance agent for various companies since 2015, dedicating a few hours per week. He is also an attorney and CEO of Cunningham Legal, spending nearly full-time on this role, and a real estate broker.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
March 2020 - Present · 6 yrs 6 mos
Cooper Mcmanus
February 2014 - Present · 12 yrs 7 mos
Previous Registrations
Securities America, INC.Broker
March 2016 - March 2020 · 4 yrs
State Registrations10 states
AZCAIDNVNYORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
James Cunningham - Financial Advisor | TrueAdvisor