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David Hardy

20 Years of Experience
Fort Worth, TX
1 DisclosureBroker

David Hardy is a registered investment advisor, based in Fort Worth, TX, with 20 years of industry experience.

Location

1 Firstcomm Plaza, Fort Worth, TX, 76109

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Denied
Employment History
Current Registrations
First Command Brokerage Services, INC.Broker
February 2026 - Present · 3 mos
First Command Advisory Services
February 2026 - Present · 3 mos
Previous Registrations
LPL Financial LLC
March 2022 - May 2024 · 2 yrs 2 mos
LPL Financial LLCBroker
March 2022 - May 2024 · 2 yrs 2 mos
Edward Jones
July 2019 - March 2022 · 2 yrs 8 mos
Edward JonesBroker
June 2019 - March 2022 · 2 yrs 9 mos
W&s Brokerage Services, INC.Broker
June 2016 - November 2017 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
July 2006 - March 2016 · 9 yrs 8 mos
Wells Fargo Advisors, LLC
July 2006 - March 2016 · 9 yrs 8 mos
A. G. Edwards & Sons, INC.
September 2005 - July 2006 · 10 mos
A. G. Edwards & Sons, INC.Broker
December 2001 - July 2006 · 4 yrs 7 mos
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Hardy - Financial Advisor | TrueAdvisor