VR
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Vincent Rocco

9 Years of Experience
Scranton, PA
Broker

Vincent Rocco is a registered investment advisor at Morgan Stanley, based in Scranton, PA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Scranton, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Vincent works as a professor at the University of Scranton since 2014. This takes nearly full-time during business hours and about a quarter of his time after business hours.

Employment History
Current Registrations
Morgan Stanley
April 2023 - Present · 3 yrs 3 mos
Morgan StanleyBroker
March 2023 - Present · 3 yrs 4 mos
Morgan Stanley
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Group CapitalBroker
April 2016 - December 2016 · 8 mos
Pruco Securities, LLC.Broker
October 2014 - January 2015 · 3 mos
Wells Fargo Advisors, LLCBroker
March 2012 - November 2012 · 8 mos
Wynston Hill Capital, LLCBroker
November 2010 - March 2011 · 4 mos
Madison Proprietary Trading Group, LLCBroker
August 2009 - March 2010 · 7 mos
RBC Professional Trader Group LLCBroker
May 2006 - September 2009 · 3 yrs 4 mos
Alliance Fund Distributors, INC.Broker
May 2002 - October 2002 · 5 mos
State Registrations29 states
AKAZCACOCTDEFLGAILLAMAMDMIMONCNHNJNYOHORPARISCTXUTVAVTWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.