Dennis Mauk is a registered investment advisor, based in Winston-Salem, NC, with 12 years of industry experience.
Location
110 S Stratford Rd, Fl 2, Winston-Salem, NC, 27104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
August 2021 - Present · 4 yrs 9 mos
Truist Investment Services, INC.Broker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2015 - August 2021 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2015 - August 2021 · 6 yrs 5 mos
Wells Fargo Advisors, LLC
January 2014 - February 2015 · 1 yr 1 mo
Wells Fargo Advisors, LLCBroker
November 2013 - February 2015 · 1 yr 3 mos
State Registrations1 state
NC
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.