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Tristin Hotaling

Ameriprise Financial Services, LLC
23 Years of Experience
Latham, NY
2 DisclosuresBroker
View SEC Summary
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Tristin Hotaling is a registered investment advisor at Ameriprise Financial Services, LLC, based in Latham, NY, with 23 years of industry experience. Tristin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

26 Century Hill Dr, Ste 302, Latham, NY, 12110-2128

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
June 2014
Customer Dispute
March 2010
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Tristin owns single-family and commercial real estate properties and has been a yoga instructor since 2023. The yoga instruction takes about 10-20% of Tristin's time and is outside of trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2021 - Present · 5 yrs 6 mos
Ameriprise Financial Services, LLC
September 2014 - Present · 12 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
The Ayco Company,l.p.
January 2011 - June 2014 · 3 yrs 5 mos
Mercer Allied Company, L.P.Broker
December 2010 - June 2014 · 3 yrs 6 mos
VALIC Financial Advisors, INC.
September 2010 - November 2010 · 2 mos
VALIC Financial Advisors, INC.Broker
April 2010 - November 2010 · 7 mos
Ameriprise Financial Services, INC.
October 2006 - September 2009 · 2 yrs 11 mos
Ameriprise Financial Services, INC.Broker
January 2002 - September 2009 · 7 yrs 8 mos
Ids Life Insurance CompanyBroker
January 2002 - July 2006 · 4 yrs 6 mos
State Registrations13 states
CACOCTFLGAMEMINCNJNYOHTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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