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Robert Wood

23 Years of Experience
Chicago, IL
Broker

Robert Wood is a registered investment advisor at Nuveen Asset Management, LLC, based in Chicago, IL, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 71,370 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
263 advisors
Number of Clients
71,370 clients
Average Client Portfolio
$3.6M average
Assets Under Management
$259.9B

Fee Structure

Investment management only (planning not offered)

Nuveen Asset Management (NAM) manages investments for institutional clients and individuals through managed account programs. Fees are based on a percentage of the assets managed. The specific fees vary depending on the type of client, the asset class, and the size of the account. Fees and minimum account sizes are negotiable. Some existing clients may pay different fees than new clients. NAM may invest client assets in affiliated funds, and may waive investment advisory fees on the assets invested in such affiliated funds.

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Location

333 W. Wacker Drive, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Nuveen Asset Management, LLC
April 2016 - Present · 10 yrs 1 mo
Nuveen Securities, LLCBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Teachers Personal Investors Services, INC.Broker
April 2014 - March 2016 · 1 yr 11 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
December 2011 - April 2014 · 2 yrs 4 mos
Tiaa-Cref Advice and Planning Services
December 2011 - April 2014 · 2 yrs 4 mos
Wells Fargo Advisors, LLC
May 2010 - December 2011 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
May 2010 - December 2011 · 1 yr 7 mos
Evergreen Investment Management CO
October 2009 - December 2009 · 2 mos
Evergreen Investment Services, INC.Broker
October 2001 - December 2009 · 8 yrs 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.