TrueAdvisor
TrueAdvisor
SC
CFP
SC
CFP

Sarah Clish

Ameriprise Financial Services, LLC
24 Years of Experience
San Jose, CA
Broker
View SEC Summary
View SEC Summary

Sarah Clish is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in San Jose, CA, with 24 years of industry experience. Sarah is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

225 W Santa Clara St Ste 1600, San Jose, CA, 95113-1723

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sarah is a team coordinator on the board of directors for Clish since May 2022, dedicating about 10-20% of her time. She also works in "other" capacity for Central YMCA since September 2021, dedicating minimal time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2002 - Present · 24 yrs 9 mos
Ameriprise Financial Services, LLC
November 2001 - Present · 24 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2001 - Present · 24 yrs 11 mos
Previous Registrations
Ids Life Insurance CompanyBroker
November 2001 - July 2006 · 4 yrs 8 mos
State Registrations34 states
AKALAZCACOCTDCFLGAHIIDILINKSKYMAMEMIMONCNDNJNMNVNYOHORPARITNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in San Jose, CA →All financial advisors in California →