MB
MB
Matthew Broch
24 Years of Experience
Athens, IL
Broker
Matthew Broch is a registered investment advisor at Raymond James & Associates, INC., based in Athens, IL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Athens, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
June 2025 - Present · 1 yr 1 mo
Raymond James & Associates, INC.Broker
June 2025 - Present · 1 yr 1 mo
Raymond James & Associates, INC.
June 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
September 2011 - June 2025 · 13 yrs 9 mos
Wells Fargo Advisors
September 2011 - June 2025 · 13 yrs 9 mos
Morgan Stanley Smith BarneyBroker
June 2009 - October 2011 · 2 yrs 4 mos
Morgan Stanley Smith Barney LLC
June 2009 - October 2011 · 2 yrs 4 mos
Citigroup Global Markets INC.
August 2007 - June 2009 · 1 yr 10 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.
September 2002 - August 2007 · 4 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
May 2002 - August 2007 · 5 yrs 3 mos
Simmers Capital Management CorporationBroker
October 2001 - February 2002 · 4 mos
State Registrations13 states
ALCACOFLILINMNMONCNVTNVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.