Roland David is a registered investment advisor at Neuberger Berman Bd LLC, based in Paoli, PA, with 24 years of industry experience. Roland operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
Paoli, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2011 - Present · 14 yrs 11 mos
Neuberger Berman Bd LLC
June 2005 - Present · 20 yrs 11 mos
Neuberger Berman Bd LLCBroker
June 2005 - Present · 20 yrs 11 mos
Previous Registrations
Neuberger Berman Management LLCBroker
June 2005 - June 2016 · 11 yrs
Constellation Investment Distribution Company INC.Broker
July 2002 - June 2005 · 2 yrs 11 mos
Planco Financial Services, INC.Broker
December 2001 - June 2002 · 6 mos
State Registrations6 states
COMENJNYPAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.