Lori Duquette is a registered investment advisor, based in Greenwood Village, CO, with 24 years of industry experience.
Location
8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Advisory Group, LLC
August 2022 - Present · 3 yrs 9 mos
Empower Financial Services, INC.
August 2022 - Present · 3 yrs 9 mos
Empower Financial Services, INC.Broker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Citizens Securities, INC.Broker
March 2021 - July 2022 · 1 yr 4 mos
Citizens Securities, INC.
March 2021 - July 2022 · 1 yr 4 mos
Santander Securities
February 2016 - March 2021 · 5 yrs 1 mo
Santander Securities LLCBroker
February 2016 - March 2021 · 5 yrs 1 mo
Citizens Securities, INC.
April 2013 - January 2016 · 2 yrs 9 mos
Citizens Securities, INC.Broker
January 2013 - January 2016 · 3 yrs
Santander Securities LLCBroker
September 2012 - December 2012 · 3 mos
LPL Financial LLCBroker
May 2008 - September 2012 · 4 yrs 4 mos
Ifmg Securities, INC.Broker
November 2001 - May 2008 · 6 yrs 6 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.