Debby Pan
Debby Pan is a registered investment advisor at MML Investors Services, LLC, based in Pasadena, CA, with 22 years of industry experience. Debby operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
790 E Colorado Blvd, Ste 710, Pasadena, CA, 91101
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Debby is the Vice President of the Global Federation of Chinese Business Women Greater Los Angeles Chapter since 2019, and a trained volunteer for Alzheimer Greater LA since 2017. Debby is also an individual life/health insurance agent since 2016 and a part-time teacher at the Chinese School of San Marino since 2021, dedicating a few hours per week to each activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Oneamerica Securities, INC.Broker
Oneamerica Securities, INC.
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cetera Investment Services LLC
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Securities (USA) INC.
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Uvest Financial Services Group, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Bancwest Investment Services, INC.Broker
Linsco/private Ledger CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.