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Randall Francis

24 Years of Experience
Port Charlotte, FL
Broker

Randall Francis is a registered investment advisor at Raymond James & Associates, INC., based in Port Charlotte, FL, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

18401 Murdock Circle, Suite B, Port Charlotte, FL, 33948

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
October 2008 - Present · 17 yrs 11 mos
Raymond James & Associates, INC.Broker
September 2008 - Present · 18 yrs
Previous Registrations
Wachovia Securities, LLC
January 2008 - October 2008 · 9 mos
Wachovia Securities, LLCBroker
January 2008 - October 2008 · 9 mos
A. G. Edwards & Sons, INC.
November 2001 - January 2008 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
November 2001 - January 2008 · 6 yrs 2 mos
State Registrations40 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.