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Brian Guettler

24 Years of Experience
Ponchatoula, LA
4 DisclosuresBroker

Brian Guettler is a registered investment advisor at Ameriprise Financial Services, LLC, based in Ponchatoula, LA, with 24 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

122 W Pine St Ste D, Ponchatoula, LA, 70454

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2023
Judgment / Lien
January 2020
Judgment / Lien
September 2011
Customer Dispute
September 2009
Settled
Other Business Activities

Brian owns The Guettler Group, LLC and BTMB LLC to manage his Ameriprise business. He dedicates minimal time to these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
August 2015 - Present · 10 yrs 11 mos
Ameriprise Financial Services, LLC
December 2001 - Present · 24 yrs 7 mos
Ameriprise Financial Services, LLCBroker
December 2001 - Present · 24 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.
October 2006 - December 2011 · 5 yrs 2 mos
Ids Life Insurance CompanyBroker
December 2001 - July 2006 · 4 yrs 7 mos
State Registrations6 states
ALFLLAMSTXWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Guettler - Financial Advisor | TrueAdvisor