PW
PW

Pamela Whalen

24 Years of Experience
Greenville, DE
Broker

Pamela Whalen is a registered investment advisor at Morgan Stanley, based in Greenville, DE, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

500 DuPont Field Blvd., Suite 300, Greenville, DE, 19807

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Pamela serves as a power of attorney in Whiting, New Jersey. This investment-related activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
September 2019 - Present · 6 yrs 10 mos
Morgan StanleyBroker
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2013 - August 2019 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2013 - August 2019 · 6 yrs 5 mos
New England Securities Corporation
April 2012 - March 2013 · 11 mos
New England SecuritiesBroker
January 2012 - March 2013 · 1 yr 2 mos
Wells Fargo Advisors, LLCBroker
January 2002 - January 2012 · 10 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.