Leslie Thompson is a CFA-designated registered investment advisor at Focus Partners Wealth, LLC, based in Indianapolis, IN, with 20 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 62,466 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Focus Partners' fees for investment management are based on a percentage of the assets they manage for you. These fees are negotiable and can vary depending on factors like the amount you invest, the services you need, and where the client relationship originated. Clients typically pay a minimum fee of $5,000. For certain client relationships, a fixed fee rate is charged on a quarterly basis, in advance or in arrears, in place of the percentage of assets under management/advisement.
Location
600 E. 96th Street, Suite 130, Indianapolis, IN, 46240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Leslie is a co-member of Phoenix Partners, LLC, an investment vehicle, and spends minimal time on it. Beginning in January 2023, Leslie began to manage SWM under a management agreement between Slainté, LLC, and SWM, taking about a quarter of her time. Leslie also controls Spectrum Private Trust and is a shareholder of National Advisors Trust Company stock.
Employment History
Current Registrations
Focus Partners Wealth, LLC
Previous Registrations
Spectrum Wealth Management
Sbo Management, LLC.
Spectrum Wealth Management
Raymond James & Associates, INC.
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.