Alison Walker
Alison Walker is a registered investment advisor at RBC Capital Markets, LLC, based in Sturgeon Bay, WI, with 24 years of industry experience. Alison operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
756 Jefferson St., Sturgeon Bay, WI, 54235-2151
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Regulatory History (1)
Customer Dispute
January 2013Other Business Activities
Alison serves as the treasurer for the Door County Maritime Museum and on the Board of Directors for the Weidner Center Performing Arts Center. She dedicates minimal time to each of these roles, reviewing financials and advising on programming.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
Previous Registrations
Private Client Services, LLCBroker
Nicolet Advisory Services, LLC
Sii Investments, INC.
Sii Investments, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
Associated Investment Services, INC.
Associated Investment Services, INC.Broker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.