Ken Tanaka
Ken Tanaka is a CFP-designated registered investment advisor at Truist Advisory Services, INC., based in Miami, FL, with 22 years of industry experience. Ken is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.20% |
| $250K - $500K | 2.15% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.85% |
| $2.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.65% |
| $10.0M - $25.0M | 1.50% |
| $25M+ | 1.45% |
Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.
Fee Estimator
Location
1220 17th Street, Suite 104 - Pb, Miami, FL, 33139
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
October 2015Employment History
Current Registrations
Truist Advisory Services, INC.
Truist Investment Services, INC.Broker
Previous Registrations
Wells Fargo Advisors, LLCBroker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
P.J. Robb Variable CorporationBroker
MML Investors Services, INC.Broker
Continental Broker-Dealer CORP.Broker
Discovery Capital GroupBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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