Gavin Gleason is a registered investment advisor at The Gleason Group, INC., based in Prospect, KY, with 24 years of industry experience. Gavin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 276 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $5.0M | 0.85% |
| $5.0M - $7.5M | 0.75% |
| $7.5M - $15.0M | 0.50% |
| $15M+ | 0.25% |
The firm requires a $1,000,000 minimum portfolio size and a $10,000 minimum annual fee. Money market accounts are excluded from fees and discounts. Fees are negotiable based on future earning capacity, anticipated additional assets, and other criteria.
Fee Estimator
Location
9418 Norton Commons Boulevard, Suite 100, Prospect, KY, 40059
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Gavin is a trustee for the Jean M Gleason Family Trust since 2014, dedicating minimal time. This activity is investment-related, but Gavin's involvement is limited to investment management.
Employment History
Current Registrations
The Gleason Group, INC.
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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