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Nicholas Kralj

23 Years of Experience
Camas, WA
Broker

Nicholas Kralj is a registered investment advisor, based in Camas, WA, with 23 years of industry experience.

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nicholas works as a retirement consultant and advisory representative for multiple firms, dedicating a significant amount of time to these investment-related activities. He also serves as President of Camas Little League, spending minimal time on this non-investment related role.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2017 - Present · 9 yrs 2 mos
HUB International Investment Services INC.
March 2017 - Present · 9 yrs 2 mos
Cambridge Investment Research, INC.Broker
March 2017 - Present · 9 yrs 2 mos
HUB International Investment Services INC.Broker
March 2017 - Present · 9 yrs 2 mos
Previous Registrations
HUB International Investment Services INC. (hiis)
March 2017 - December 2020 · 3 yrs 9 mos
Global Retirement Partners LLC
November 2014 - March 2017 · 2 yrs 4 mos
LPL Financial LLCBroker
September 2014 - March 2017 · 2 yrs 6 mos
Financial Telesis, INC.
September 2011 - November 2014 · 3 yrs 2 mos
Financial Telesis INCBroker
June 2009 - September 2014 · 5 yrs 3 mos
Royal Alliance Associates, INC.Broker
June 2003 - June 2009 · 6 yrs
Linsco/private Ledger CORP.Broker
May 2002 - July 2003 · 1 yr 2 mos
State Registrations11 states
AKAZCAHIMSMTNENJORTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.