RM
RM
Roni Murshed
24 Years of Experience
Rochester, NY
1 DisclosureBroker
Roni Murshed is a registered investment advisor at Wells Fargo Advisors, based in Rochester, NY, with 24 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
572 Titus Ave, Rochester, NY, 14617
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2008Denied
Other Business Activities
Roni owns 100% of AML Capital Advisors, LLC since 2022, dedicating minimal time to the business. This activity is investment-related and involves Finet Practice.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 8 mos
Wells Fargo Advisors
November 2022 - Present · 3 yrs 8 mos
Previous Registrations
Morgan StanleyBroker
December 2012 - November 2022 · 9 yrs 11 mos
Morgan Stanley
December 2012 - November 2022 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2012 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - December 2012 · 3 yrs 2 mos
Banc of America Investment Services, INC.
January 2006 - October 2009 · 3 yrs 9 mos
Banc of America Investment Services, INC.Broker
January 2006 - October 2009 · 3 yrs 9 mos
Morgan Stanley
March 2002 - January 2006 · 3 yrs 10 mos
Morgan Stanley Dw INC.Broker
December 2001 - January 2006 · 4 yrs 1 mo
State Registrations11 states
AZCODCDEFLMAMDNYPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.