SS
CFP
SS
CFP

Sarah Schut

10 Years of Experience
Chestertown, MD
Broker

Sarah Schut is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Chestertown, MD, with 10 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

314 Park Row, Unit 2, Chestertown, MD, 21620

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sarah owns Envision Wealth Planning LLC, a financial services business, dedicating a full-time commitment to it. She also serves as a board member for Chester River Health Foundation, spending minimal time supporting their fundraising efforts.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2016 - Present · 10 yrs 3 mos
Cetera Financial Specialists LLCBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Raymond James Financial Services, INC.Broker
August 2015 - September 2015 · 1 mo
State Registrations11 states
DEFLILKYMAMDNCNENMVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sarah Schut - Financial Advisor | TrueAdvisor