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Sunil Seth is a registered investment advisor at Raymond James & Associates, INC., based in Aurora, IL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
Aurora, IL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James & Associates, INC.
March 2013 - Present · 13 yrs 2 mos
Raymond James & Associates, INC.
March 2013 - Present · 13 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2013 - Present · 13 yrs 2 mos
Previous Registrations
Morgan Keegan & Company, INC.
July 2009 - September 2012 · 3 yrs 2 mos
Morgan Keegan & Company, INC.Broker
June 2008 - September 2012 · 4 yrs 3 mos
State Registrations2 states
ILTN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.