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Brian Rayfield

24 Years of Experience
Bellevue, WA
Broker

Brian Rayfield is a registered investment advisor at Morgan Stanley, based in Bellevue, WA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

500 108th Avenue, North East, Suite 1900, Bellevue, WA, 98004

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is involved with Birdy's Nest, LLC, which manages rental properties in New Castle, WA, dedicating minimal time outside of business hours. Brian also holds power of attorney in Corona Del Mar, California, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Morgan StanleyBroker
December 2011 - Present · 14 yrs 5 mos
Morgan Stanley
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Oppenheimer & CO. INC.
November 2007 - December 2011 · 4 yrs 1 mo
Oppenheimer Asset Management
April 2003 - November 2007 · 4 yrs 7 mos
Oppenheimer & CO. INC.Broker
January 2003 - December 2011 · 8 yrs 11 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
February 2002 - January 2003 · 11 mos
Cibc World Markets CORP.Broker
November 2001 - January 2003 · 1 yr 2 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Brian Rayfield - Financial Advisor | TrueAdvisor