Francis Dardis is a registered investment advisor, based in Dubuque, IA, with 23 years of industry experience.
Location
3390 Asbury Rd, Dubuque, IA, 52002
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Francis works as a senior financial advisor at Honkamp Krueger Financial Services, focusing on financial planning and wealth management. This is a full-time commitment.
Employment History
Current Registrations
Cetera Wealth Services, LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Avantax Planning Partners, INC.
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Avantax Investment Services, INC.Broker
September 2020 - September 2025 · 5 yrs
Proequities, INC.Broker
April 2013 - September 2020 · 7 yrs 5 mos
TD Ameritrade, INC.
August 2009 - February 2013 · 3 yrs 6 mos
Amerivest Investment Management, LLC
August 2009 - February 2013 · 3 yrs 6 mos
TD Ameritrade, INC.Broker
August 2009 - February 2013 · 3 yrs 6 mos
Global Portfolio Strategies, INC.
October 2006 - January 2009 · 2 yrs 3 mos
Prudential Investment Management Services LLCBroker
April 2005 - January 2009 · 3 yrs 9 mos
Prudential Retirement Brokerage Services, INC.
October 2003 - April 2005 · 1 yr 6 mos
Prudential Retirement Brokerage Services, INC.Broker
January 2002 - April 2005 · 3 yrs 3 mos
State Registrations12 states
AZCOFLIAILKSMAMINCNJWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.