Tom Rothe is a registered investment advisor at Cetera Investment Advisers LLC, based in Oshkosh, WI, with 24 years of industry experience. Tom operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Oshkosh, WI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Tom is the President and Owner/Operator of Tom A. Rothe, S.C., a tax preparation and accounting business, since 1979. He also works as an employee at Suttner Accounting, INC. preparing tax returns and financial statements; both activities take nearly full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations1 state
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