Benton Ayo is a registered investment advisor, based in Houma, LA, with 24 years of industry experience.
Location
1241 St Charles Street, Houma, LA, 70360
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
January 2012 - August 2022 · 10 yrs 7 mos
Hancock Whitney Investment Services INC.
January 2012 - August 2022 · 10 yrs 7 mos
LPL Financial LLC
August 2011 - December 2011 · 4 mos
LPL Financial LLCBroker
May 2008 - December 2011 · 3 yrs 7 mos
Capital One Investments, LLCBroker
January 2002 - May 2008 · 6 yrs 4 mos
State Registrations8 states
AZFLGAKSLAMSNYTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.