Nicole Katzmann is a registered investment advisor, based in New York, NY, with 12 years of industry experience.
Location
540 Madison Ave., 9th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Nicole is the President of the Board for the Resource Development Committee of the Westchester Ballet Company. She dedicates a few hours per week during non-trading hours to this volunteer position.
Employment History
Current Registrations
Snowden Account Services LLCBroker
April 2022 - Present · 4 yrs 3 mos
Snowden Capital Advisors LLC
April 2022 - Present · 4 yrs 3 mos
Previous Registrations
Fieldpoint Private Securities, LLCBroker
August 2018 - April 2022 · 3 yrs 8 mos
Fieldpoint Private Securities LLC
August 2018 - April 2022 · 3 yrs 8 mos
Oppenheimer & CO. INC.
September 2015 - August 2018 · 2 yrs 11 mos
Oppenheimer & CO. INC.Broker
June 2015 - August 2018 · 3 yrs 2 mos
Hsbc Brokerage (USA) INC.Broker
November 2001 - April 2003 · 1 yr 5 mos
State Registrations17 states
CACTFLGAILMANJNYOHSDTNTXVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.