Sarah Kaplan is a registered investment advisor, based in Carson City, NV, with 24 years of industry experience.
Location
3860 Gs Richards Blvd., Carson City, NV, 89703
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sarah is a financial services representative for Kuckenmeister LLC and an agent for SFG Annuity. She also owns Sierra Financial Advisors and Sierra Insurance Advisors, LLC, which sells fixed insurance products; Sarah spends nearly full-time providing support and administration for these businesses and about a third of her time selling insurance products.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
1st Global Advisors INC
1st Global Capital CORP.Broker
Morgan Stanley Dw INC.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.