JC
CFA
JC
CFA
James Clark
20 Years of Experience
Plymouth, MN
1 Disclosure
James Clark is a CFA-designated registered investment advisor at Stone Fortress Wealth Strategies, based in Plymouth, MN, with 20 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 28 clients with $56M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
28 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$56.1M
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.75% |
| $10M+ | 0.50% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Plymouth, MN
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Regulatory History (1)
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Criminal
July 1992Final Disposition
Employment History
Current Registrations
Stone Fortress Wealth Strategies
November 2025 - Present · 6 mos
Previous Registrations
Nuveen Securities, LLCBroker
January 2011 - May 2023 · 12 yrs 4 mos
Quasar Distributors, LLCBroker
August 2009 - January 2011 · 1 yr 5 mos
Blackrock Investment Management, LLC
September 2006 - April 2009 · 2 yrs 7 mos
Blackrock Investments, INC.Broker
September 2006 - April 2009 · 2 yrs 7 mos
Fam Distributors, INC.Broker
December 2002 - September 2006 · 3 yrs 9 mos
Merrill Lynch Investment Managers LP
June 2002 - September 2006 · 4 yrs 3 mos
State Registrations1 state
MN
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.