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Gihan Fernando
23 Years of Experience
Houston, TX
61 DisclosuresBroker
Gihan Fernando is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 23 years of industry experience. Gihan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
5433 Westheimer Rd, Suite 800, Houston, TX, 77056
Get directionsHistory
Regulatory History (61)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2025Settled
Customer Dispute
August 2025Settled
Customer Dispute
July 2025Closed-No Action
Customer Dispute
June 2025Settled
Customer Dispute
October 2024Settled
Customer Dispute
October 2024Settled
Customer Dispute
September 2024Settled
Customer Dispute
September 2024Settled
Customer Dispute
August 2024Settled
Customer Dispute
August 2024Closed-No Action
Customer Dispute
August 2024Settled
Customer Dispute
August 2024Settled
Customer Dispute
July 2024Settled
Regulatory
July 2024Final
Customer Dispute
June 2024Settled
Customer Dispute
June 2024Settled
Customer Dispute
June 2024Settled
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May 2024Settled
Customer Dispute
May 2024Settled
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April 2024Settled
Customer Dispute
April 2024Settled
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April 2024Settled
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April 2024Settled
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April 2024Settled
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April 2024Settled
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March 2024Settled
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March 2024Settled
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March 2024Settled
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March 2024Settled
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March 2024Settled
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February 2024Settled
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February 2024Settled
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February 2024Settled
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February 2024Settled
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February 2024Settled
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February 2024Settled
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February 2024Settled
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February 2024Settled
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January 2024Settled
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January 2024Settled
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January 2024Settled
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January 2024Settled
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January 2024Settled
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January 2024Settled
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January 2024Settled
Customer Dispute
December 2023Settled
Customer Dispute
December 2023Settled
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December 2023Settled
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December 2023Settled
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December 2023Settled
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December 2023Settled
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November 2023Settled
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November 2023Settled
Customer Dispute
November 2023Settled
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November 2023Settled
Customer Dispute
November 2023Settled
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November 2023Settled
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October 2023Settled
Customer Dispute
July 2023Settled
Customer Dispute
September 2022Settled
Customer Dispute
July 2020Settled
Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2024 - Present · 1 yr 10 mos
Cetera Investment Services LLCBroker
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Bok Financial Advisors
March 2003 - November 2023 · 20 yrs 8 mos
Bok Financial Securities, INC.Broker
March 2003 - November 2023 · 20 yrs 8 mos
Morgan Stanley
May 2002 - February 2003 · 9 mos
Morgan Stanley Dw INC.Broker
January 2002 - February 2003 · 1 yr 1 mo
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.