Roslyn Ervin is a registered investment advisor, based in Mount Holly, NC, with 21 years of industry experience.
Location
Mount Holly, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Roslyn provides assistance to disabled persons with hygiene, cooking, transportation, and light housekeeping. This activity takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Truist Investment Services, INC.
May 2021 - Present · 5 yrs
Truist Investment Services, INC.Broker
May 2021 - Present · 5 yrs
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
October 2016 - February 2021 · 4 yrs 4 mos
Bb&t Securities, LLCBroker
January 2013 - June 2021 · 8 yrs 5 mos
Scott & Stringfellow, LLCBroker
April 2004 - January 2013 · 8 yrs 9 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.