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Staci Mapes

24 Years of Experience
Lakewood, WA
BrokerSells Insurance

Staci Mapes is a registered investment advisor at LPL Financial LLC, based in Lakewood, WA, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

10828 Gravelly Lake Dr SW #212, Lakewood, WA, 98499

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Staci sells non-variable insurance products, including term and whole life insurance, through S.A. Mapes Wealth Management Group, LLC, dedicating a few hours per week to this activity. She also operates her LPL business through S.A. Mapes Wealth Management Group, LLC, spending about half her time on it, and has a business entity for tax/investment purposes and rental real estate, each requiring minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
May 2024 - Present · 2 yrs 2 mos
LPL Financial LLC
May 2024 - Present · 2 yrs 2 mos
Previous Registrations
Lincoln Financial Securities CorporationBroker
February 2021 - May 2024 · 3 yrs 3 mos
Lincoln Financial Securities Corporation
February 2021 - May 2024 · 3 yrs 3 mos
First Command Advisory Services
December 2015 - February 2021 · 5 yrs 2 mos
First Command Financial Planning, INC.
November 2005 - December 2015 · 10 yrs 1 mo
First Command Brokerage Services, INC.Broker
November 2001 - February 2021 · 19 yrs 3 mos
State Registrations20 states
AKAZCACOFLGAHIIDLAMDNCNJNYOKORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.