Brandi Pugh is a registered investment advisor, based in Austin, TX, with 20 years of industry experience.
Location
5707 Southwest Parkway, Bldg. 2 Ste 400, Austin, TX, 78735
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Regulatory History (1)
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Criminal
October 1996Final Disposition
Other Business Activities
Brandi is a senior licensed sales associate at California Wealth Transitions, engaging in registered representative activities and investment advisory services, dedicating full-time hours to this role. She also provides operational support as a registered field assistant at Oxygen Wealth Management San Diego, dedicating minimal time to this role.
Employment History
Current Registrations
Kestra Investment Services, LLC
February 2014 - Present · 12 yrs 5 mos
Kestra Investment Services, LLCBroker
February 2014 - Present · 12 yrs 5 mos
Kestra Private Wealth Services, LLC
December 2012 - Present · 13 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
December 2012 - March 2014 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2010 - December 2012 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - December 2012 · 3 yrs 2 mos
Banc of America Investment Services, INC.Broker
November 2006 - October 2009 · 2 yrs 11 mos
Commonwealth Financial NetworkBroker
October 2005 - October 2006 · 1 yr
State Registrations11 states
AZCACOILKYMAMDMEMTNYWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.