David Dick is a CFP-designated registered investment advisor at Financial Plan, INC., based in Bellingham, WA, with 24 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 924 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.20% |
| $2.0M - $3.0M | 0.15% |
| $3.0M - $4.0M | 0.10% |
| $4.0M - $10.0M | 0.05% |
| $10M+ | 0.03% |
The firm charges a minimum fee of $2,500 per quarter ($10,000 annually), which covers the first $1 million of investable assets, resulting in an effective rate of 1.0% for the first million.
Fee Estimator
Location
11 Bellwether Way, Suite 301, Bellingham, WA, 98225-2956
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a passive 25% owner of the "Mustard Seed" restaurant since 2017. He dedicates minimal time to this non-investment related activity.
Employment History
Current Registrations
Financial Plan, INC.
Previous Registrations
LPL Financial LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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