Timothy Walls is a registered investment advisor at Axient Investment Advisors LLC, based in Pelham, AL, with 22 years of industry experience. Timothy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Axient Investment Advisors charges a management fee that is negotiated between you and your investment advisor, with a maximum annual fee of 2% of your portfolio's value (1.5% for annuity allocations). This fee is charged quarterly or monthly in advance, based on your account's value. If you end the agreement early, you'll receive a prorated refund. Axient offers several investment management options:
- Advisor as Portfolio Manager (APM): Your advisor manages your portfolio, potentially using third-party models.
- Axient Model Portfolios: Your advisor uses Axient's own investment models.
- Axient Select Managers: Your advisor selects third-party money managers to manage your investments.
There is a $5 transaction fee per trade, though some mutual funds are exempt.
Location
Pelham, AL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Axient Investment Advisors LLC
Stonex Securities INC.Broker
Stonex Securities INC.
Previous Registrations
Stonex Advisors INC.
Concourse Financial Group Advisors
Concourse Financial Group Securities, INC.Broker
SA Stone Investment Advisors INC.
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State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.