James Whisman
James Whisman is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wilmington, DE, with 22 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Wilmington, DE
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James is a CPA advising tax clients, owner of Colonial Financial & Tax Services LLC, and owns rental properties. He is also an advisory representative for Wharton Investment Consultants, dedicating about a quarter of his time to this role, and is involved with several non-profit and civic organizations.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Walnut Street Securities, INC.Broker
Terra Securities CorporationBroker
State Registrations5 states
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