Andrew Sullivan is a registered investment advisor, based in Raleigh, NC, with 23 years of industry experience.
Location
3605 Glenwood Ave, Ste 400, Raleigh, NC, 27612
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew plays lead guitar in a local tribute band, dedicating a few hours per week to this activity. This activity is not investment-related.
Employment History
Current Registrations
Truist Investment Services, INC.
May 2022 - Present · 4 yrs 4 mos
Truist Advisory Services, INC.
May 2022 - Present · 4 yrs 4 mos
Truist Investment Services, INC.Broker
May 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2004 - June 2022 · 17 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
December 2004 - June 2022 · 17 yrs 6 mos
AXA Advisors, LLC
March 2002 - August 2004 · 2 yrs 5 mos
AXA Advisors, LLCBroker
January 2002 - August 2004 · 2 yrs 7 mos
State Registrations9 states
FLGAMANCNYPASCVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.