TrueAdvisor
TrueAdvisor
BD
CFP · ChFC
BD
CFP · ChFC

Brian Dawidowicz

Osaic Wealth, INC.
24 Years of Experience
La Mesa, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Dawidowicz is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in La Mesa, CA, with 24 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.

Osaic Wealth, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9240 advisors
Number of Clients
575,512 clients
Average Client Portfolio
$408K average
Assets Under Management
$234.9B

Fee Structure

Minimum Investment:$5.5K
Planning is included in investment management (also available separately)

Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.

  • Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
  • Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
  • Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.

Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.

View Full SEC Brochure

Location

7777 Alvarado Road, Suite 405, La Mesa, CA, 91942

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian is the President/Owner of San Diego Tax & Wealth Management, Inc. and ThruLine Planning, both S Corporations, spending about a quarter of his time on the former. Brian also sells life insurance products and prepares personal income taxes, dedicating a few hours per week to insurance sales and about a quarter of his time to tax preparation, primarily from February to April.

Employment History
Current Registrations
Osaic Wealth, INC.
June 2011 - Present · 15 yrs 4 mos
Osaic Wealth, INC.Broker
July 2004 - Present · 22 yrs 3 mos
Previous Registrations
Royal Alliance Associates, INC.
May 2005 - November 2008 · 3 yrs 6 mos
San Diego Tax & Wealth Management, INC
April 2005 - November 2011 · 6 yrs 7 mos
Hornor, Townsend & Kent, INC.Broker
July 2002 - November 2003 · 1 yr 4 mos
New England SecuritiesBroker
February 2002 - July 2002 · 5 mos
Mony Securities CorporationBroker
November 2001 - January 2002 · 2 mos
State Registrations49 states
ALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in La Mesa, CA →All financial advisors in California →