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Scott Randolph

24 Years of Experience
Florham Park, NJ
Broker

Scott Randolph is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Florham Park, NJ, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

200 Campus Drive, Ste 170, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
September 2017 - Present · 8 yrs 8 mos
Robert W. Baird & CO. Incorporated
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - October 2017 · 9 yrs 9 mos
Wells Fargo Clearing Services, LLC
January 2008 - October 2017 · 9 yrs 9 mos
A. G. Edwards & Sons, INC.
November 2004 - January 2008 · 3 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
July 2002 - January 2008 · 5 yrs 6 mos
Grayson Financial LLCBroker
January 2002 - June 2002 · 5 mos
State Registrations16 states
CACODEFLINMAMTNCNHNJNVNYPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.