Marco Rivera
Marco Rivera is a registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 24 years of industry experience. Marco is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
528 A St, Santa Rosa, CA, 95401
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Marco is involved with Desward Peak Partners LLC for tax/investment purposes, dedicating full-time hours. He also operates Apex Private Wealth Advisors as a DBA for his LPL business, also dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Brokersxpress LLC
Brokersxpress LLCBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Citicorp Investment Services
Citicorp Investment ServicesBroker
Cal Fed InvestmentsBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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