Mark Stanley
Mark Stanley is a registered investment advisor at LPL Financial LLC, based in Ocracoke, NC, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Ocracoke, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mark sells fixed annuities, life, and health insurance, dedicating a few hours per week to this activity. He also owns Stanley Financial for tax preparation and is involved in real estate rental and condominium associations.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
Ars Advisory, INC.
Next Financial Group, INC.
401k Power, LLC
Next Financial Group, INC.
Next Financial Group, INC.Broker
Next Financial Group, INC.
Financial Security Management, IncorporatedBroker
Royal Alliance Associates, INC.Broker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.